UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM SD
Specialized Disclosure Report
IRIDEX CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware |
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0-27598 |
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77-0210467 |
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(State or other jurisdiction of incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
1212 Terra Bella Avenue
Mountain View, California 94043
(Address of principal executive offices, including zip code)
(650) 940-4700
(Registrant’s telephone number, including area code)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form:
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Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2021 to December 31, 2021.
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Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
This Form SD of Iridex Corporation (“Iridex”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2021 to December 31, 2021.
A copy of Iridex’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD, and is publicly available under the “Governance Documents” heading on the Corporate Governance page of the Company’s Web site, which can be reached through the following link: https://iridex.gcs-web.com/corporate-governance-highlights.
As specified in Item 1.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.
Section 2 - Exhibits
Item 2.01 Exhibits
The following exhibit is filed as part of this Report.
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Exhibit No. |
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Description |
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1.01 |
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Conflict Minerals Report for the year ended December 31, 2021. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
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IRIDEX CORPORATION |
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By: |
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/s/ David I. Bruce |
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Date: May 26, 2022 |
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David I. Bruce |
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President and Chief Executive Officer |
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Conflict Minerals Report
For the Year Ended December 31, 2021
Introduction
This is the Conflict Minerals Report of Iridex Corporation (the “Company”, “Iridex”, “we” or “our”), filed with the United States Securities and Exchange Commission (“SEC”) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2021 to December 31, 2021. Rule 13p-1 was adopted by the SEC to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Rule 13p-1 imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. For the purposes of this Report, “conflict minerals” means cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold.
Supply Chain and Product Overview
We are a leading worldwide provider of therapeutic-based laser systems, delivery devices and consumable instrumentation used to treat sight-threatening eye diseases in ophthalmology.
We rely on third parties to manufacture substantially all of the components used in our products. We assemble critical subassemblies and substantially all of our final products at our facility in Mountain View, California. Materials, components and subassemblies provided by our suppliers and external manufacturers and included in our products are sourced from a global supply base, over which we exercise little, if any, control. We do not directly engage in any mining operations, nor do we purchase raw ore or unrefined conflict minerals. Given its position in the supply chain, we rely on the responses of its suppliers, who in turn rely on the responses of their respective suppliers to identify the mines, smelters and refiners that source the Conflict Minerals. We purchase no components that are integrated directly into or used in the manufacture of our products from any covered country. “Covered countries” means the Democratic Republic of Congo and its adjoining countries, including the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
Our senior management consulted with our procurement department to determine, based on, among other things, product lists and documentation provided by suppliers, which of our products would reasonably be expected to contain conflict minerals that are necessary to the functionality or production of those products. Based upon the results of this internal inquiry, we determined that the fabricated anodized or coated metal components, electronic circuit boards, electronic cables, probes or optical lenses in our Glaucoma, Medical Retina and Surgical Retina products (collectively, the “Covered Products”) may contain conflict minerals and that those components are necessary to the functionality or production of those products.
Due Diligence Program
Our due diligence processes and efforts have been developed in conjunction with the second edition of the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains for Minerals from Conflict-Affected and High-Risk Areas and the related Supplements on gold, tin, tantalum and tungsten (the “Framework”). We designed our due diligence process to conform in all material respects with these OECD guidelines.
1. Establishment of Strong Company Management Systems
Our due diligence process was conducted by a cross-functional team comprised of senior executives and supply-chain personnel. The cross-functional team was required to be familiar with our policy with respect to the sourcing of conflict minerals which can be found on the Corporate Governance page of our Web site at www.iridex.com. (The content of any website referred to in this report is included for general information only and is not incorporated by reference in this Report.)
2. Identification and Assessment of Risks in the Supply Chain
We performed in good faith a reasonable country of origin inquiry (“RCOI”) on conflict minerals that were in our supply chain after January 1, 2021, which inquiry was reasonably designed to determine whether suppliers of components of our Covered Products containing conflict minerals sourced them from any covered country or from recycled or scrap sources.
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In order to make the RCOI determination, we solicited information from our suppliers regarding the source of the conflict minerals supplied to us during the year ended December 31, 2021, using the template developed jointly by the companies of Electronic Industry Citizenship Coalition (“EICC”) and the Global e-Sustainability Initiative (“GeSI”), known as the CFSI Reporting Template (the “Template”). The Template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. It includes questions regarding a company’s conflict-free policy, engagement with its direct suppliers, and the smelters the company and its suppliers use. In addition, the template contains questions about the origin of conflict minerals included in their products, as well as supplier due diligence. Alternatively, we requested that suppliers provide a Smelter/Refiner Certification certifying that (1) conflict minerals produced by the supplier for us were obtained from a conflict-free area, (2) the supplier has processes in place to trace materials and products to ensure that conflict minerals contained in products were not mined in conditions of armed conflict and human rights abuses and (3) the supplier maintains a Conflict Minerals Statement/Policy, and a copy of such policy.
We determined that 41 of our suppliers were within the scope of our external RCOI and due diligence inquiry because the parts or components that they supply to us potentially contain conflict minerals. We sent the Template to each of these suppliers, and received responses from 39 of the 41 suppliers contacted. With the exception of one of our suppliers, our suppliers’ responses to the Template indicated that no conflict minerals that were necessary to the functionality or production of our Covered Products had originated in a covered country. One supplier indicated to us that they had insufficient information to determine the source of the conflict minerals that it supplied to us. With respect to the suppliers who represent to us that they had insufficient information to determine the source of the conflict minerals that they supply to us, we sought to identify the smelters from which conflict minerals were obtained by such supplier and to compare those smelters against the list of smelter facilities which have been identified as “conflict free” by the EICC-GeSI Conflict Free Sourcing (“CFS”) program. The CFS program is a voluntary program whereby an independent third party evaluates smelter procurement activities to determine whether a smelter has sufficiently demonstrated that all materials processed by that smelter originated from sources that do not directly or indirectly finance or benefit armed groups in a covered country. The results of this inquiry are presented below in the Section titled – “Smelters and Refiners”.
3. Designing and implementing a strategy to respond to identified risks
We have taken or intend to take the following steps to improve the due diligence process and to gather additional information which will assist us to determine whether the conflict minerals we utilize benefit armed groups contributing to human rights violations:
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conduct and report annually on supply chain due diligence for the applicable conflict minerals; |
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examine the possibility of establishing new terms and conditions in supplier contracts that stipulate responses to conflict mineral related inquires; and |
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attempt to validate supplier responses using information collected via independent conflict free smelter validation programs such as the CFS program. |
4. Carrying Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
We do not have a direct business relationship with any smelters or refiners in our supply chain and, as a result, we do not directly conduct or request audits. Instead, we supported the development and implementation of independent third party audits of smelters such as the CFSI by encouraging our suppliers to purchase materials from audited, conflict-free smelters and determine whether the smelters that were used to process these minerals were validated as conflict-free as part of the CFSI. We monitor smelters or refiners certification status with CFSI.
5. Reporting on Supply Chain Due Diligence
In 2022, we publicly filed the Form SD along with this Report with the SEC, and a copy of this Report and the Form SD are publicly available on the Corporate Governance page of our Web site at www.iridex.com.
Smelters and Refiners
Based on the responses in the Templates we determined that we had a total of 514 facilities and smelters that were used by our suppliers to fulfill our demands for conflict minerals. Of these 514 facilities and smelters, we have identified 238 facilities or smelters that are deemed CFSP Compliant, indicating that these smelters or refiners are compliant with the Conflict Free Smelter Program
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assessment protocols. There are 19 more smelters or refiners that are deemed CFSP Active - Smelters and Refiners on the Active list that have committed to undergo a CFSP audit or are participating in one of the cross-recognized certification programs: LBMA Responsible Gold Certification or Responsible Jewelry Program Chain-of-Custody Certification. The remaining 257 facilities or smelters listed have not yet been confirmed as Conflict-Free. We base this assessment exclusively on the fact that we could not find these smelters on the CFSI lists for compliant or active smelters. We have assessed these 257 facilities and determined that most of these are of low risk due to their geographic location. There are four smelters or refiners that may be considered at greater risk, since they are geographically located in Africa.
Some of our suppliers provided information at a part number level and we were able to specifically identify the smelters from which their necessary conflict minerals were procured. The remainder of our suppliers provided their complete list of smelters, but we were unable to identify the specific smelters from which the conflict minerals used for our products were procured. As many of the reports we received are company-wide and not product specific, we believe these reports may include smelters and refiners that do not provide the necessary conflict minerals that are used in our products. Due to the many company-wide reports and the multiple levels of suppliers in our supply chain we are unable to determine with certainty at this time a complete list of smelters and refiners listed in the reports that actually provide the specific necessary conflict minerals used in our products.
However, based upon our suppliers’ responses to the Template, we believe that most of the facilities that were used to process the conflict minerals contained in our Covered Products include the smelters and refiners listed in the table below. The table below includes only facilities that are listed in the EICC-GeSI template as “known smelters or refineries.” An indication of “Compliant” in the far-right column of the table indicates that the smelter or refinery has received a “conflict free” designation from an independent third party audit program as of May 15, 2021. An indication of “Active” in the far-right column of the table indicated that the smelter or refinery has committed to undergo a CFSP audit or are participating in one of the cross-recognized certification programs: LBMA Responsible Gold Certification or Responsible Jewelry Program Chain-of-Custody Certification. An indication of “Indeterminable” in the far-right column of the table indicates that the smelter or refinery was not included in the CFSI compliant or active lists and thus, the facility’s designation is indeterminable.
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Metal |
Smelter Name |
Smelter Country |
Smelter |
Compliant, |
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Gold |
L'Orfebre S.A. |
ANDORRA |
CID002762 |
Compliant |
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Gold |
Morris and Watson Gold Coast |
AUSTRALIA |
CID002866 |
Indeterminable |
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Gold |
Rio Tinto Group |
AUSTRALIA |
CID002914 |
Indeterminable |
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Gold |
Western Australian Mint (T/a The Perth Mint) |
AUSTRALIA |
CID002030 |
Compliant |
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Gold |
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH |
AUSTRIA |
CID002779 |
Compliant |
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Gold |
Tony Goetz NV |
BELGIUM |
CID002587 |
Indeterminable |
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Gold |
Umicore Precious Metals Refining Hoboken |
BELGIUM |
CID001980 |
Compliant |
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Gold |
Value Trading |
BELGIUM |
CID003617 |
Indeterminable |
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Gold |
AngloGold Ashanti Corrego do Sitio Mineracao |
BRAZIL |
CID000058 |
Compliant |
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Gold |
Marsam Metals |
BRAZIL |
CID002606 |
Compliant |
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Gold |
Umicore Brasil Ltda. |
BRAZIL |
CID001977 |
Indeterminable |
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Gold |
CCR Refinery - Glencore Canada Corporation |
CANADA |
CID000185 |
Compliant |
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Gold |
Johnson Matthey Limited |
CANADA |
CID000924 |
Compliant |
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Gold |
Planta Recuperadora de Metales SpA |
CHILE |
CID002919 |
Compliant |
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Gold |
Daye Non-Ferrous Metals Mining Ltd. |
CHINA |
CID000343 |
Indeterminable |
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Gold |
Great Wall Precious Metals Co., Ltd. of CBPM |
CHINA |
CID001909 |
Indeterminable |
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Gold |
Guangdong Hua Jian Trade Co., Ltd. |
CHINA |
CID000605 |
Indeterminable |
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Gold |
Guangdong Jinding Gold Limited |
CHINA |
CID002312 |
Indeterminable |
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Gold |
GUANGDONG JINXIAN GAOXIN CAI LIAO GONG SI |
CHINA |
CID000611 |
Indeterminable |
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Gold |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
CHINA |
CID000651 |
Indeterminable |
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Metal |
Smelter Name |
Smelter Country |
Smelter |
Compliant, |
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Gold |
Hang Seng Technology |
CHINA |
CID000670 |
Indeterminable |
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Gold |
Hangzhou Fuchunjiang Smelting Co., Ltd. |
CHINA |
CID000671 |
Indeterminable |
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Gold |
Henan Yuguang Gold & Lead Co., Ltd. |
CHINA |
CID002519 |
Indeterminable |
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Gold |
Hetai Gold Mineral Guangdong Co., Ltd. |
CHINA |
CID000718 |
Indeterminable |
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Gold |
Hop Hing electroplating factory Zhejiang |
CHINA |
CID002739 |
Indeterminable |
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Gold |
Hunan Chenzhou Mining Co., Ltd. |
CHINA |
CID000767 |
Indeterminable |
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Gold |
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. |
CHINA |
CID000773 |
Indeterminable |
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Gold |
Hung Cheong Metal Manufacturing Limited |
CHINA |
CID002904 |
Indeterminable |
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Gold |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
CHINA |
CID000801 |
Compliant |
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Gold |
Jiangxi Copper Co., Ltd. |
CHINA |
CID000855 |
Compliant |
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Gold |
Jin Jinyin Refining Co., Ltd. |
CHINA |
CID000884 |
Indeterminable |
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Gold |
Jinlong Copper Co., Ltd. |
CHINA |
CID000909 |
Indeterminable |
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Gold |
Lingbao Gold Co., Ltd. |
CHINA |
CID001056 |
Indeterminable |
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Gold |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
CHINA |
CID001058 |
Indeterminable |
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Gold |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
CHINA |
CID001093 |
Indeterminable |
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Gold |
Metalor Technologies (Suzhou) Ltd. |
CHINA |
CID001147 |
Compliant |
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Gold |
Penglai Penggang Gold Industry Co., Ltd. |
CHINA |
CID001362 |
Indeterminable |
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Gold |
Realized the Enterprise Co., Ltd. |
CHINA |
CID001515 |
Indeterminable |
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Gold |
Refinery of Seemine Gold Co., Ltd. |
CHINA |
CID000522 |
Indeterminable |
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Gold |
Shan Dong Huangjin |
CHINA |
CID001604 |
Indeterminable |
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Gold |
Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. |
CHINA |
CID001605 |
Indeterminable |
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Gold |
Shandon Jin Jinyin Refining Limited |
CHINA |
CID001607 |
Indeterminable |
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Gold |
Shandong Hengbang Smelter Co., Ltd. |
CHINA |
CID001612 |
Indeterminable |
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Gold |
Shandong Humon Smelting Co., Ltd. |
CHINA |
CID002525 |
Indeterminable |
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Gold |
Shandong penglai gold smelter |
CHINA |
CID001616 |
Indeterminable |
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Gold |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
CHINA |
CID001619 |
Indeterminable |
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Gold |
Shandong Yanggu Xiangguang Co., Ltd. |
CHINA |
CID002614 |
Indeterminable |
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Gold |
Shenzhen Heng Zhong Industry Co., Ltd. |
CHINA |
CID001692 |
Indeterminable |
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Gold |
Shenzhen Zhonghenglong Real Industry Co., Ltd. |
China |
CID002527 |
Indeterminable |
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Gold |
Sichuan Tianze Precious Metals Co., Ltd. |
CHINA |
CID001736 |
Compliant |
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Gold |
Sino-Platinum Metals Co., Ltd. |
CHINA |
CID001745 |
Indeterminable |
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Gold |
SuZhou ShenChuang recycling Ltd. |
CHINA |
CID002743 |
Indeterminable |
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Gold |
Tongling Nonferrous Metals Group Co., Ltd. |
CHINA |
CID001947 |
Indeterminable |
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Gold |
Viagra Di precious metals (Zhaoyuan) Co., Ltd. |
CHINA |
CID002009 |
Indeterminable |
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Gold |
WANG TING |
CHINA |
CID002023 |
Indeterminable |
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Gold |
Wuzhong Group |
CHINA |
CID002063 |
Indeterminable |
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Gold |
Xiamen JInbo Metal Co., Ltd. |
CHINA |
CID002076 |
Indeterminable |
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Gold |
Yunnan Copper Industry Co., Ltd. |
CHINA |
CID000197 |
Indeterminable |
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Gold |
Yunnan Gold Mining Group Co., Ltd. (YGMG) |
CHINA |
CID002491 |
Indeterminable |
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Metal |
Smelter Name |
Smelter Country |
Smelter |
Compliant, |
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Gold |
Zhao Yuan Gold Smelter of ZhongJin |
CHINA |
CID001622 |
Compliant |
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Gold |
Zhaojun Maifu |
CHINA |
CID002201 |
Indeterminable |
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Gold |
Zhe Jiang Guang Yuan Noble Metal Smelting Factory |
CHINA |
CID002205 |
Indeterminable |
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Gold |
Zhongkuang Gold Industry Co., Ltd. |
CHINA |
CID002214 |
Indeterminable |
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Gold |
Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd. |
CHINA |
CID002219 |
Indeterminable |
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Gold |
Zhongshan Poison Material Proprietary Co., Ltd. |
CHINA |
CID002221 |
Indeterminable |
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Gold |
Zhuhai toxic materials Monopoly Ltd. |
CHINA |
CID002231 |
Indeterminable |
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Gold |
Zhuzhou Smelting Group Co., Ltd |
CHINA |
CID002529 |
Indeterminable |
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Gold |
Zijin Kuang Ye Refinery |
CHINA |
CID002243 |
Compliant |
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Gold |
C.I Metales Procesados Industriales SAS |
COLOMBIA |
CID003421 |
Indeterminable |
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Gold |
Sancus ZFS (L’Orfebre, SA) |
COLOMBIA |
CID003529 |
Indeterminable |
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Gold |
SAFINA A.S. |
CZECHIA |
CID002290 |
Compliant |
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Gold |
SAAMP |
FRANCE |
CID002761 |
Compliant |
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Gold |
WEEEREFINING |
FRANCE |
CID003615 |
Indeterminable |
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Gold |
Bauer-Walser AG |
GERMANY |
CID000141 |
Indeterminable |
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Gold |
Degussa Sonne / Mond Goldhandel GmbH |
GERMANY |
CID002867 |
Indeterminable |
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Gold |
SAXONIA Edelmetalle GmbH |
GERMANY |
CID002777 |
Indeterminable |
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Gold |
WIELAND Edelmetalle GmbH |
GERMANY |
CID002778 |
Compliant |
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Gold |
Gold Coast Refinery |
GHANA |
CID003186 |
Indeterminable |
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Gold |
Augmont Enterprises Private Limited |
INDIA |
CID003461 |
Indeterminable |
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Gold |
Bangalore Refinery |
INDIA |
CID002863 |
Compliant |
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Gold |
CGR Metalloys Pvt Ltd. |
INDIA |
CID003382 |
Indeterminable |
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Gold |
Emerald Jewel Industry India Limited (Unit 1) |
INDIA |
CID003487 |
Indeterminable |
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Gold |
Emerald Jewel Industry India Limited (Unit 2) |
INDIA |
CID003488 |
Indeterminable |
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Gold |
Emerald Jewel Industry India Limited (Unit 3) |
INDIA |
CID003489 |
Indeterminable |
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Gold |
Emerald Jewel Industry India Limited (Unit 4) |
INDIA |
CID003490 |
Indeterminable |
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Gold |
GCC Gujrat Gold Centre Pvt. Ltd. |
INDIA |
CID002852 |
Indeterminable |
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Gold |
JALAN & Company |
INDIA |
CID002893 |
Indeterminable |
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Gold |
Kundan Care Products Ltd. |
INDIA |
CID003463 |
Indeterminable |
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Gold |
MD Overseas |
INDIA |
CID003548 |
Indeterminable |
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Gold |
MMTC-PAMP India Pvt., Ltd. |
INDIA |
CID002509 |
Compliant |
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Gold |
Sai Refinery |
INDIA |
CID002853 |
Indeterminable |
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Gold |
Shirpur Gold Refinery Ltd. |
INDIA |
CID002588 |
Indeterminable |
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Gold |
Sovereign Metals |
INDIA |
CID003383 |
Indeterminable |
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Gold |
PT Aneka Tambang (Persero) Tbk |
INDONESIA |
CID001397 |
Compliant |
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Gold |
8853 S.p.A. |
ITALY |
CID002763 |
Compliant |
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Gold |
Faggi Enrico S.p.A. |
ITALY |
CID002355 |
Indeterminable |
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Gold |
Italpreziosi |
ITALY |
CID002765 |
Compliant |
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Gold |
Safimet S.p.A |
ITALY |
CID002973 |
Compliant |
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Gold |
T.C.A S.p.A |
ITALY |
CID002580 |
Compliant |
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Gold |
Aida Chemical Industries Co., Ltd. |
JAPAN |
CID000019 |
Compliant |
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Gold |
Asahi Pretec Corp. |
JAPAN |
CID000082 |
Compliant |
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Gold |
Asaka Riken Co., Ltd. |
JAPAN |
CID000090 |
Compliant |
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Metal |
Smelter Name |
Smelter Country |
Smelter |
Compliant, |
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Gold |
Chugai Mining |
JAPAN |
CID000264 |
Compliant |
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Gold |
Eco-System Recycling Co., Ltd. North Plant |
JAPAN |
CID003424 |
Compliant |
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Gold |
Eco-System Recycling Co., Ltd. West Plant |
JAPAN |
CID003425 |
Compliant |
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Gold |
Japan Mint |
JAPAN |
CID000823 |
Compliant |
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Gold |
Kosak Seiren |
JAPAN |
CID000991 |
Indeterminable |
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Gold |
Matsuda Sangyo Co., Ltd. |
JAPAN |
CID001119 |
Compliant |
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Gold |
Nihon Superior Co., Ltd. |
JAPAN |
CID001252 |
Indeterminable |
|
Gold |
Nohon Material Corporation |
JAPAN |
CID002285 |
Indeterminable |
|
Gold |
Ohura Precious Metal Industry Co., Ltd. |
JAPAN |
CID001325 |
Compliant |
|
Gold |
Tanaka Kikinzoku Kogyo K.K. |
JAPAN |
CID001875 |
Compliant |
|
Gold |
Yamamoto Precious Metal Co., Ltd. |
JAPAN |
CID002100 |
Compliant |
|
Gold |
Yamato Denki Ind. Co., Ltd. |
JAPAN |
CID002102 |
Indeterminable |
|
Gold |
Yokohama Metal Co., Ltd. |
JAPAN |
CID002129 |
Compliant |
|
Gold |
Kazakhmys Smelting LLC |
KAZAKHSTAN |
CID000956 |
Indeterminable |
|
Gold |
Kazzinc |
KAZAKHSTAN |
CID000957 |
Compliant |
|
Gold |
TOO Tau-Ken-Altyn |
KAZAKHSTAN |
CID002615 |
Compliant |
|
Gold |
Kyrgyzaltyn JSC |
KYRGYZSTAN |
CID001029 |
Indeterminable |
|
Gold |
State Research Institute Center for Physical Sciences and Technology |
LITHUANIA |
CID003153 |
Indeterminable |
|
Gold |
Modeltech Sdn Bhd |
MALAYSIA |
CID002857 |
Indeterminable |
|
Gold |
Sellem Industries Ltd. |
MAURITANIA |
CID003540 |
Indeterminable |
|
Gold |
Caridad |
MEXICO |
CID000180 |
Indeterminable |
|
Gold |
Metalurgica Met-Mex Penoles S.A. De C.V. |
MEXICO |
CID001161 |
Compliant |
|
Gold |
REMONDIS PMR B.V. |
NETHERLANDS |
CID002582 |
Compliant |
|
Gold |
Schone Edelmetaal B.V. |
NETHERLANDS |
CID001573 |
Indeterminable |
|
Gold |
Morris and Watson |
NEW ZEALAND |
CID002282 |
Indeterminable |
|
Gold |
K.A. Rasmussen |
NORWAY |
CID003497 |
Indeterminable |
|
Gold |
KGHM Polska Miedz Spolka Akcyjna |
POLAND |
CID002511 |
Compliant |
|
Gold |
Ekaterinburg |
RUSSIAN FEDERATION |
CID000927 |
Indeterminable |
|
Gold |
JSC Uralelectromed |
RUSSIAN FEDERATION |
CID000929 |
Indeterminable |
|
Gold |
Moscow Special Alloys Processing Plant |
RUSSIAN FEDERATION |
CID001204 |
Indeterminable |
|
Gold |
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
RUSSIAN FEDERATION |
CID001326 |
Indeterminable |
|
Gold |
Prioksky Plant of Non-Ferrous Metals |
RUSSIAN FEDERATION |
CID001386 |
Indeterminable |
|
Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals |
RUSSIAN FEDERATION |
CID001756 |
Indeterminable |
|
Gold |
Kyshtym Copper-Electrolytic Plant ZAO |
RUSSIAN FEDERATION |
CID002865 |
Indeterminable |
|
Gold |
L'azurde Company For Jewelry |
SAUDI ARABIA |
CID001032 |
Indeterminable |
|
Gold |
Metalor Technologies (Singapore) Pte., Ltd. |
SINGAPORE |
CID001152 |
Compliant |
|
Gold |
AU Traders and Refiners |
SOUTH AFRICA |
CID002850 |
Indeterminable |
|
Gold |
Metal Concentrators SA (Pty) Ltd. |
SOUTH AFRICA |
CID003575 |
Compliant |
|
Gold |
Daejin Indus Co., Ltd. |
SOUTH KOREA, REPUBLIC OF |
CID000328 |
Indeterminable |
|
Gold |
HwaSeong CJ CO., LTD. |
SOUTH KOREA, REPUBLIC OF |
CID000778 |
Indeterminable |
|
Gold |
Korea Metal Co., Ltd. |
SOUTH KOREA, REPUBLIC OF |
CID000988 |
Indeterminable |
|
Gold |
Korea Zinc Co., Ltd. |
SOUTH KOREA, REPUBLIC OF |
CID002605 |
Compliant |
|
Gold |
NH Recytech Company |
SOUTH KOREA, REPUBLIC OF |
CID003189 |
Compliant |
6
|
Metal |
Smelter Name |
Smelter Country |
Smelter |
Compliant, |
|
|
|
|
|
|
|
Gold |
Samduck Precious Metals |
SOUTH KOREA, REPUBLIC OF |
CID001555 |
Compliant |
|
Gold |
Samwon Metals Corp. |
SOUTH KOREA, REPUBLIC OF |
CID001562 |
Indeterminable |
|
Gold |
SungEel HiTech |
SOUTH KOREA, REPUBLIC OF |
CID002918 |
Compliant |
|
Gold |
TSK Pretech |
SOUTH KOREA, REPUBLIC OF |
CID003195 |
Indeterminable |
|
Gold |
SEMPSA Joyeria Plateria S.A. |
SPAIN |
CID001585 |
Compliant |
|
Gold |
Sudan Gold Refinery |
SUDAN |
CID002567 |
Indeterminable |
|
Gold |
Argor-Heraeus S.A. |
SWITZERLAND |
CID000077 |
Compliant |
|
Gold |
Cendres + Metaux S.A. |
SWITZERLAND |
CID000189 |
Compliant |
|
Gold |
Metalor Switzerland |
SWITZERLAND |
CID001153 |
Compliant |
|
Gold |
PAMP S.A. |
SWITZERLAND |
CID001352 |
Compliant |
|
Gold |
PX Precinox S.A. |
SWITZERLAND |
CID001498 |
Compliant |
|
Gold |
Valcambi S.A. |
SWITZERLAND |
CID002003 |
Compliant |
|
Gold |
Singway Technology Co., Ltd. |
TAIWAN, PROVINCE OF CHINA |
CID002516 |
Compliant |
|
Gold |
Suntain Co., Ltd. |
TAIWAN, PROVINCE OF CHINA |
CID001808 |
Indeterminable |
|
Gold |
Super Dragon Technology Co., Ltd. |
TAIWAN, PROVINCE OF CHINA |
CID001810 |
Indeterminable |
|
Gold |
TAIWAN TOTAI CO., LTD. |
TAIWAN, PROVINCE OF CHINA |
CID001857 |
Indeterminable |
|
Gold |
Tsai Brother industries |
TAIWAN, PROVINCE OF CHINA |
CID002745 |
Indeterminable |
|
Gold |
Umicore Precious Metals Thailand |
THAILAND |
CID002314 |
Compliant |
|
Gold |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
TURKEY |
CID000103 |
Indeterminable |
|
Gold |
African Gold Refinery |
UGANDA |
CID003185 |
Indeterminable |
|
Gold |
Al Etihad Gold Refinery DMCC |
UNITED ARAB EMIRATES |
CID002560 |
Compliant |
|
Gold |
Al Ghaith Gold |
UNITED ARAB EMIRATES |
CID002899 |
Indeterminable |
|
Gold |
ARY Aurum Plus |
UNITED ARAB EMIRATES |
CID002596 |
Indeterminable |
|
Gold |
Dijllah Gold Refinery FZC |
UNITED ARAB EMIRATES |
CID003348 |
Indeterminable |
|
Gold |
Emirates Gold DMCC |
UNITED ARAB EMIRATES |
CID002561 |
Compliant |
|
Gold |
Fujairah Gold FZC |
UNITED ARAB EMIRATES |
CID002584 |
Indeterminable |
|
Gold |
International Precious Metal Refiners |
UNITED ARAB EMIRATES |
CID002562 |
Indeterminable |
|
Gold |
Kaloti Precious Metals |
UNITED ARAB EMIRATES |
CID002563 |
Indeterminable |
|
Gold |
Abington Reldan Metals, LLC |
UNITED STATES |
CID002708 |
Indeterminable |
|
Gold |
Advanced Chemical Company |
UNITED STATES |
CID000015 |
Compliant |
|
Gold |
Alexy Metals |
UNITED STATES |
CID003500 |
Indeterminable |
|
Gold |
AURA-II |
UNITED STATES |
CID002851 |
Indeterminable |
|
Gold |
Elemetal Refining, LLC |
UNITED STATES |
CID001322 |
Indeterminable |
|
Gold |
Geib Refining Corporation |
UNITED STATES |
CID002459 |
Compliant |
|
Gold |
Johnson Matthey Inc. |
UNITED STATES |
CID000920 |
Compliant |
|
Gold |
Metallix Refining Inc. |
UNITED STATES |
CID003557 |
Indeterminable |
|
Gold |
Nyrstar Metals |
UNITED STATES |
CID001313 |
Indeterminable |
|
Gold |
Pease & Curren |
UNITED STATES |
CID002872 |
Indeterminable |
|
Gold |
Precious Metals Sales Corp. |
UNITED STATES |
CID002581 |
Indeterminable |
|
Gold |
QG Refining, LLC |
UNITED STATES |
CID003324 |
Indeterminable |
|
Gold |
Republic Metals Corporation |
UNITED STATES |
CID002510 |
Indeterminable |
7
|
Metal |
Smelter Name |
Smelter Country |
Smelter |
Compliant, |
|
|
|
|
|
|
|
Gold |
Sabin Metal Corp. |
UNITED STATES |
CID001546 |
Indeterminable |
|
Gold |
So Accurate Group, Inc. |
UNITED STATES |
CID001754 |
Indeterminable |
|
Gold |
United Precious Metal Refining, Inc |
UNITED STATES |
CID001534 |
Compliant |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES |
CID000981 |
Compliant |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES |
CID001512 |
Compliant |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES |
CID001078 |
Compliant |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES |
CID001188 |
Compliant |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES |
CID001113 |
Compliant |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES |
CID001220 |
Compliant |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES |
CID000969 |
Compliant |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES |
CID001149 |
Compliant |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES |
CID000937 |
Compliant |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES |
CID001193 |
Compliant |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES |
CID000814 |
Compliant |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES |
CID001761 |
Compliant |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES |
CID001798 |
Compliant |
|
Gold |
United Precious Metal Refining, Inc. |
UNITED STATES |
CID001259 |
Compliant |
|
Gold |
Almalyk Mining and Metallurgical Complex (AMMC) |
UZBEKISTAN |
CID000041 |
Compliant |
|
Gold |
Navoi Mining and Metallurgical Combinat |
UZBEKISTAN |
CID001236 |
Compliant |
|
Gold |
Universal Precious Metals Refining Zambia |
ZAMBIA |
CID002854 |
Indeterminable |
|
Gold |
Fidelity Printers and Refiners Ltd. |
ZIMBABWE |
CID002515 |
Indeterminable |
|
Tantalum |
Plansee SE |
AUSTRIA |
CID001368 |
Indeterminable |
|
Tantalum |
LSM Brasil S.A. |
BRAZIL |
CID001076 |
Compliant |
|
Tantalum |
Resind Industria e Comercio Ltda. |
BRAZIL |
CID002707 |
Compliant |
|
Tantalum |
Duoluoshan |
CHINA |
CID000410 |
Indeterminable |
|
Tantalum |
FIR Metals & Resource Ltd. |
CHINA |
CID002505 |
Compliant |
|
Tantalum |
Guangdong Rising Rare Metals-EO Materials Ltd. |
CHINA |
CID000291 |
Compliant |
|
Tantalum |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
CHINA |
CID002512 |
Compliant |
|
Tantalum |
Jiangxi Tuohong New Raw Material |
CHINA |
CID002842 |
Compliant |
|
Tantalum |
Jiujiang Janny New Material Co., Ltd. |
CHINA |
CID003191 |
Indeterminable |
|
Tantalum |
JiuJiang JinXin Nonferrous Metals Co., Ltd. |
CHINA |
CID000914 |
Compliant |
|
Tantalum |
Jiujiang Tanbre Co., Ltd. |
CHINA |
CID000917 |
Compliant |
|
Tantalum |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
CHINA |
CID002506 |
Compliant |
|
Tantalum |
King-Tan Tantalum Industry Ltd. |
CHINA |
CID000973 |
Indeterminable |
|
Tantalum |
XinXing HaoRong Electronic Material Co., Ltd. |
CHINA |
CID002508 |
Compliant |
|
Tantalum |
Yancheng Jinye New Material Technology Co., Ltd. |
CHINA |
CID003583 |
Compliant |
|
Tantalum |
Yanling Jincheng Tantalum & Niobium Co., Ltd. |
CHINA |
CID001522 |
Compliant |
|
Tantalum |
Yichun Jin Yang Rare Metal Co., Ltd. |
CHINA |
CID002307 |
Indeterminable |
|
Tantalum |
NPM Silmet AS |
ESTONIA |
CID001200 |
Compliant |
|
Tantalum |
H.C. Starck Hermsdorf GmbH |
GERMANY |
CID002547 |
Compliant |
|
Tantalum |
TANIOBIS GmbH |
GERMANY |
CID002545 |
Compliant |
8
|
Metal |
Smelter Name |
Smelter Country |
Smelter |
Compliant, |
|
|
|
|
|
|
|
Tantalum |
TANIOBIS Smelting GmbH & Co. KG |
GERMANY |
CID002550 |
Compliant |
|
Tantalum |
Metallurgical Products India Pvt., Ltd. |
INDIA |
CID001163 |
Compliant |
|
Tantalum |
Asaka Riken Co., Ltd. |
JAPAN |
CID000092 |
Compliant |
|
Tantalum |
Global Advanced Metals Aizu |
JAPAN |
CID002558 |
Compliant |
|
Tantalum |
Taki Chemical Co., Ltd. |
JAPAN |
CID001869 |
Compliant |
|
Tantalum |
TANIOBIS Japan Co., Ltd. |
JAPAN |
CID002549 |
Compliant |
|
Tantalum |
Global Advanced Metals Aizu |
JAPAN |
CID0002558 |
Indeterminable |
|
Tantalum |
KEMET de Mexico |
MEXICO |
CID002539 |
Compliant |
|
Tantalum |
PRG Dooel |
NORTH MACEDONIA |
CID002847 |
Compliant |
|
Tantalum |
TANIOBIS Co., Ltd. |
THAILAND |
CID002544 |
Compliant |
|
Tantalum |
CP Metals Inc. |
UNITED STATES |
CID003402 |
Indeterminable |
|
Tantalum |
D Block Metals, LLC |
UNITED STATES |
CID002504 |
Compliant |
|
Tantalum |
Global Advanced Metals |
UNITED STATES |
CID000564 |
Indeterminable |
|
Tantalum |
Global Advanced Metals Boyertown |
UNITED STATES |
CID002557 |
Compliant |
|
Tantalum |
H.C. Starck Inc. |
UNITED STATES |
CID002548 |
Compliant |
|
Tantalum |
KEMET Blue Powder |
UNITED STATES |
CID002568 |
Indeterminable |
|
Tantalum |
KEMET Corp. |
UNITED STATES |
CID000963 |
Indeterminable |
|
Tantalum |
QuantumClean |
UNITED STATES |
CID000035 |
Compliant |
|
Tantalum |
QuantumClean |
UNITED STATES |
CID001508 |
Compliant |
|
Tantalum |
Telex Metals |
UNITED STATES |
CID000157 |
Compliant |
|
Tantalum |
Telex Metals |
UNITED STATES |
CID001891 |
Compliant |
|
Tantalum |
Telex Metals |
UNITED STATES |
CID000128 |
Compliant |
|
Tantalum |
Telex Metals |
UNITED STATES |
CID000113 |
Compliant |
|
Tantalum |
Global Advanced Metals Boyertown |
UNITED STATES OF AMERICA |
CID0002557 |
Indeterminable |
|
Tin |
Metallo Belgium N.V. |
BELGIUM |
CID002773 |
Compliant |
|
Tin |
Metallum Group Holding NV |
BELGIUM |
CID001143 |
Indeterminable |
|
Tin |
Operaciones Metalurgicas S.A. |
BOLIVIA (PLURINATIONAL STATE OF) |
CID001337 |
Compliant |
|
Tin |
Cooperativa Metalurgica de Rondonia Ltda. |
BRAZIL |
CID000295 |
Indeterminable |
|
Tin |
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda |
BRAZIL |
CID003486 |
Indeterminable |
|
Tin |
Estanho de Rondonia S.A. |
BRAZIL |
CID000448 |
Compliant |
|
Tin |
Fabrica Auricchio Industria e Comercio Ltda. |
BRAZIL |
CID003582 |
Compliant |
|
Tin |
Magnu's Minerais Metais e Ligas Ltda. |
BRAZIL |
CID002468 |
Compliant |
|
Tin |
Resind Indústria e Comércio Ltda. |
BRAZIL |
CID002706 |
Compliant |
|
Tin |
Soft Metais Ltda. |
BRAZIL |
CID001758 |
Compliant |
|
Tin |
Super Ligas |
BRAZIL |
CID002756 |
Indeterminable |
|
Tin |
Toboca/ Paranapenema |
BRAZIL |
CID001173 |
Compliant |
|
Tin |
White Solder Metalurgia e Mineração Ltda. |
BRAZIL |
CID002036 |
Compliant |
|
Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
CHINA |
CID000228 |
Compliant |
|
Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. |
CHINA |
CID003190 |
Compliant |
|
Tin |
China Tin Lai Ben Smelter Co., Ltd. |
CHINA |
CID001070 |
Compliant |
|
Tin |
CNMC (Guangxi) PGMA Co., Ltd. |
CHINA |
CID000278 |
Indeterminable |
|
Tin |
Dongguan CiEXPO Environmental Engineering Co., Ltd. |
CHINA |
CID003356 |
Indeterminable |
9
|
Metal |
Smelter Name |
Smelter Country |
Smelter |
Compliant, |
|
|
|
|
|
|
|
Tin |
Dongguan City Xida Soldering Tin Products Co. |
CHINA |
CID000376 |
Indeterminable |
|
Tin |
Gejiu City Fuxiang Industry and Trade Co., Ltd. |
CHINA |
CID003410 |
Indeterminable |
|
Tin |
Gejiu Fengming Metallurgy Chemical Plant |
CHINA |
CID002848 |
Indeterminable |
|
Tin |
Gejiu Jinye Mineral Company |
CHINA |
CID002859 |
Indeterminable |
|
Tin |
Gejiu Kai Meng Industry and Trade LLC |
CHINA |
CID000942 |
Indeterminable |
|
Tin |
Gejiu Non-Ferrous Metal Processing Co., Ltd. |
CHINA |
CID000538 |
Compliant |
|
Tin |
Gejiu Yunxi Group Corp. |
CHINA |
CID000553 |
Indeterminable |
|
Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
CHINA |
CID001908 |
Compliant |
|
Tin |
Gejiu Zili Mining And Metallurgy Co., Ltd. |
CHINA |
CID000555 |
Compliant |
|
Tin |
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. |
CHINA |
CID003116 |
Compliant |
|
Tin |
GUANGXI HUA TIN GOLD MINUTE FEE, LTD. |
CHINA |
CID002274 |
Indeterminable |
|
Tin |
Guangxi Nonferrous Metals Group |
CHINA |
CID000626 |
Indeterminable |
|
Tin |
Guangxi Zhongshan Jin Yi Smelting Co., Ltd. |
CHINA |
CID000628 |
Indeterminable |
|
Tin |
Guanyang Guida Nonferrous Metal Smelting Plant |
CHINA |
CID002849 |
Indeterminable |
|
Tin |
Hezhou Jinwei Tin Co., Ltd. |
CHINA |
CID000720 |
Indeterminable |
|
Tin |
Hongqiao Metals (Kunshan) Co., Ltd. |
CHINA |
CID002635 |
Indeterminable |
|
Tin |
HuiChang Hill Tin Industry Co., Ltd. |
CHINA |
CID002844 |
Compliant |
|
Tin |
Huichang Jinshunda Tin Co., Ltd. |
CHINA |
CID000760 |
Indeterminable |
|
Tin |
Hulterworth Smelter |
CHINA |
CID002365 |
Indeterminable |
|
Tin |
Jiang Jia Wang Technology Co. |
CHINA |
CID000840 |
Indeterminable |
|
Tin |
Jiangxi Ketai Advanced Material Co.,Ltd. |
CHINA |
CID000244 |
Indeterminable |
|
Tin |
Jiangxi Nanshan |
CHINA |
CID001231 |
Compliant |
|
Tin |
Jiangxi Yaosheng Tungsten Co., Ltd. |
CHINA |
CID002819 |
Indeterminable |
|
Tin |
Ju Tai Industrial Co., Ltd. |
CHINA |
CID000934 |
Indeterminable |
|
Tin |
LIAN JING |
CHINA |
CID002281 |
Indeterminable |
|
Tin |
Ma An Shan Shu Guang Smelter Corp. |
CHINA |
CID001098 |
Indeterminable |
|
Tin |
Ma'anshan Weitai Tin Co., Ltd. |
CHINA |
CID003379 |
Compliant |
|
Tin |
Malaysia Smelting Corporation (MSC) |
CHINA |
CID001005 |
Indeterminable |
|
Tin |
Ming Li Jia smelt Metal Factory |
CHINA |
CID001177 |
Indeterminable |
|
Tin |
Old City Metals Processing Co., Ltd. |
CHINA |
CID001332 |
Indeterminable |
|
Tin |
Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. |
CHINA |
CID001606 |
Indeterminable |
|
Tin |
Shandong Gold Smelting Co., Ltd. |
CHINA |
CID001916 |
Compliant |
|
Tin |
Shenzhen Hong Chang Metal Manufacturing Factory |
CHINA |
CID001694 |
Indeterminable |
|
Tin |
Sichuan Guanghan Jiangnan casting smelters |
CHINA |
CID001731 |
Indeterminable |
|
Tin |
Sigma Tin Alloy Co., Ltd. |
CHINA |
CID002408 |
Indeterminable |
|
Tin |
Solder Court Ltd. |
CHINA |
CID002436 |
Indeterminable |
|
Tin |
Suzhou Nuonengda Chemical Co., Ltd. |
CHINA |
CID001822 |
Indeterminable |
|
Taicang City Nancang Metal Material Co., Ltd. |
CHINA |
CID001845 |
Indeterminable |
10
|
Metal |
Smelter Name |
Smelter Country |
Smelter |
Compliant, |
|
|
|
|
|
|
|
Tin |
Three green surface technology limited company |
CHINA |
CID001920 |
Indeterminable |
|
Tin |
Tianshui Ling Bo Technology Co., Ltd. |
CHINA |
CID001929 |
Indeterminable |
|
Tin |
TIN PLATING GEJIU |
CHINA |
CID001932 |
Indeterminable |
|
Tin |
TONG LONG |
CHINA |
CID001943 |
Indeterminable |
|
Tin |
Top-Team Technology (Shenzhen) Ltd. |
CHINA |
CID001954 |
Indeterminable |
|
Tin |
WUJIANG CITY LUXE TIN FACTORY |
CHINA |
CID002057 |
Indeterminable |
|
Tin |
Xiamen Honglu Tungsten Molybdenum Co., Ltd. |
CHINA |
CID002428 |
Indeterminable |
|
Tin |
Xianghualing Tin Industry Co., Ltd. |
CHINA |
CID002946 |
Indeterminable |
|
Tin |
Xin Furukawa Metal ( Wuxi ) Co., Ltd. |
CHINA |
CID002090 |
Indeterminable |
|
Tin |
XURI |
CHINA |
CID002099 |
Indeterminable |
|
Tin |
Yifeng Tin |
CHINA |
CID002121 |
Indeterminable |
|
Tin |
Yiquan Manufacturing |
CHINA |
CID002123 |
Indeterminable |
|
Tin |
Yuecheng Tin Co., Ltd. |
CHINA |
CID002147 |
Indeterminable |
|
Tin |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
CHINA |
CID002158 |
Compliant |
|
Tin |
Yunnan Chengo Electric Smelting Plant |
CHINA |
CID002162 |
Indeterminable |
|
Tin |
Yunnan Copper Zinc Industry Co., Ltd. |
CHINA |
CID002164 |
Indeterminable |
|
Tin |
Yunnan Geiju Smelting Corp. |
CHINA |
CID002166 |
Indeterminable |
|
Tin |
Yunnan Industrial Co., Ltd. |
CHINA |
CID002173 |
Indeterminable |
|
Tin |
Yunnan Malipo Baiyi Kuangye Co. |
CHINA |
CID002309 |
Indeterminable |
|
Tin |
Yunnan Tin Company, Ltd. |
CHINA |
CID002180 |
Compliant |
|
Tin |
Yunnan Yunfan Non-ferrous Metals Co., Ltd. |
CHINA |
CID003397 |
Indeterminable |
|
Tin |
Zhongshan Jinye Smelting Co.,Ltd |
CHINA |
CID002220 |
Indeterminable |
|
Tin |
Precious Minerals and Smelting Limited |
INDIA |
CID003409 |
Indeterminable |
|
Tin |
Brand RBT |
INDONESIA |
CID001157 |
Compliant |
|
Tin |
CV Ayi Jaya |
INDONESIA |
CID002570 |
Indeterminable |
|
Tin |
CV Dua Sekawan |
INDONESIA |
CID002592 |
Indeterminable |
|
Tin |
CV Gita Pesona |
INDONESIA |
CID000306 |
Indeterminable |
|
Tin |
CV Serumpun Sebalai |
INDONESIA |
CID000313 |
Indeterminable |
|
Tin |
CV Tiga Sekawan |
INDONESIA |
CID002593 |
Compliant |
|
Tin |
CV United Smelting |
INDONESIA |
CID000315 |
Indeterminable |
|
Tin |
CV Venus Inti Perkasa |
INDONESIA |
CID002455 |
Indeterminable |
|
Tin |
DODUCO Contacts and Refining GmbH |
INDONESIA |
CID000362 |
Compliant |
|
Tin |
Dowa |
INDONESIA |
CID000402 |
Compliant |
|
Tin |
EM Vinto |
INDONESIA |
CID000438 |
Compliant |
|
Tin |
F&X Electro-Materials Ltd. |
INDONESIA |
CID000460 |
Compliant |
|
Tin |
Fenix Metals |
INDONESIA |
CID000468 |
Compliant |
|
Tin |
JSC Novosibirsk Refinery |
INDONESIA |
CID000493 |
Indeterminable |
|
Tin |
LT Metal Ltd. |
INDONESIA |
CID000689 |
Compliant |
|
Tin |
PT Aries Kencana Sejahtera |
INDONESIA |
CID000309 |
Indeterminable |
|
Tin |
PT Artha Cipta Langgeng |
INDONESIA |
CID001399 |
Compliant |
|
Tin |
PT ATD Makmur Mandiri Jaya |
INDONESIA |
CID002503 |
Compliant |
|
Tin |
PT Babel Inti Perkasa |
INDONESIA |
CID001402 |
Compliant |
|
Tin |
PT Babel Surya Alam Lestari |
INDONESIA |
CID001406 |
Compliant |
11
|
Metal |
Smelter Name |
Smelter Country |
Smelter |
Compliant, |
|
|
|
|
|
|
|
Tin |
PT Bangka Prima Tin |
INDONESIA |
CID002776 |
Indeterminable |
|
Tin |
PT Bangka Serumpun |
INDONESIA |
CID003205 |
Compliant |
|
Tin |
PT Bangka Tin Industry |
INDONESIA |
CID001419 |
Indeterminable |
|
Tin |
PT Belitung Industri Sejahtera |
INDONESIA |
CID001421 |
Indeterminable |
|
Tin |
PT Bukit Timah |
INDONESIA |
CID001428 |
Compliant |
|
Tin |
PT Cipta Persada Mulia |
INDONESIA |
CID002696 |
Compliant |
|
Tin |
PT DS Jaya Abadi |
INDONESIA |
CID001434 |
Indeterminable |
|
Tin |
PT Eunindo Usaha Mandiri |
INDONESIA |
CID001438 |
Indeterminable |
|
Tin |
PT Inti Stania Prima |
INDONESIA |
CID002530 |
Indeterminable |
|
Tin |
PT Justindo |
INDONESIA |
CID000307 |
Indeterminable |
|
Tin |
PT Karimun Mining |
INDONESIA |
CID001448 |
Indeterminable |
|
Tin |
PT Kijang Jaya Mandiri |
INDONESIA |
CID002829 |
Indeterminable |
|
Tin |
PT Lautan Harmonis Sejahtera |
INDONESIA |
CID002870 |
Indeterminable |
|
Tin |
PT Masbro Alam Stania |
INDONESIA |
CID003380 |
Indeterminable |
|
Tin |
PT Menara Cipta Mulia |
INDONESIA |
CID002835 |
Compliant |
|
Tin |
PT Mitra Stania Prima |
INDONESIA |
CID001453 |
Compliant |
|
Tin |
PT Mitra Sukses Globalindo |
INDONESIA |
CID003449 |
Indeterminable |
|
Tin |
PT NATARI |
INDONESIA |
CID001456 |
Indeterminable |
|
Tin |
PT O.M. Indonesia |
INDONESIA |
CID002757 |
Indeterminable |
|
Tin |
PT Panca Mega Persada |
INDONESIA |
CID001457 |
Indeterminable |
|
Tin |
PT Prima Timah Utama |
INDONESIA |
CID001458 |
Compliant |
|
Tin |
PT Rajawali Rimba Perkasa |
INDONESIA |
CID003381 |
Compliant |
|
Tin |
PT Refined Bangka Tin |
INDONESIA |
CID001460 |
Compliant |
|
Tin |
PT Sariwiguna Binasentosa |
INDONESIA |
CID001463 |
Compliant |
|
Tin |
PT Stanindo Inti Perkasa |
INDONESIA |
CID001468 |
Compliant |
|
Tin |
PT Sukses Inti Makmur |
INDONESIA |
CID002816 |
Indeterminable |
|
Tin |
PT Sumber Jaya Indah |
INDONESIA |
CID001471 |
Indeterminable |
|
Tin |
PT Timah Nusantara |
INDONESIA |
CID001486 |
Indeterminable |
|
Tin |
PT Timah Tbk Kundur |
INDONESIA |
CID001477 |
Compliant |
|
Tin |
PT Timah Tbk Mentok |
INDONESIA |
CID001482 |
Compliant |
|
Tin |
PT Tinindo Inter Nusa |
INDONESIA |
CID001490 |
Compliant |
|
Tin |
PT Tirus Putra Mandiri |
INDONESIA |
CID002478 |
Indeterminable |
|
Tin |
PT Tommy Utama |
INDONESIA |
CID001493 |
Indeterminable |
|
Tin |
PT Wahana Perkit Jaya |
INDONESIA |
CID002479 |
Indeterminable |
|
Tin |
XIMEI RESOURCES (GUANGDONG) LIMITED |
INDONESIA |
CID000616 |
Compliant |
|
Tin |
OMODEO A. E S. METALLEGHE SRL |
ITALY |
CID003395 |
Indeterminable |
|
Tin |
Chofu Works |
JAPAN |
CID002786 |
Indeterminable |
|
Tin |
Fuji Metal Mining Corp. |
JAPAN |
CID000498 |
Indeterminable |
|
Tin |
Materials Eco-Refining Co., Ltd. |
JAPAN |
CID001112 |
Indeterminable |
|
Tin |
Mitsubishi Materials Corporation |
JAPAN |
CID001191 |
Compliant |
|
Tin |
Tokuriki Honten Co., Ltd. |
JAPAN |
CID001938 |
Compliant |
|
Tin |
Ulba Metallurgical Plant JSC |
KAZAKHSTAN |
CID001969 |
Compliant |
|
TIN |
DSC (Do Sung Corporation) |
MALAYSIA |
CID000359 |
Compliant |
|
Tin |
Malaysia Smelting Corporation (MSC) |
MALAYSIA |
CID001105 |
Compliant |
|
Tin |
Metahub Industries Sdn. Bhd. |
MALAYSIA |
CID001136 |
Indeterminable |
12
|
Metal |
Smelter Name |
Smelter Country |
Smelter |
Compliant, |
|
|
|
|
|
|
|
Tin |
Modeltech Sdn Bhd |
MALAYSIA |
CID002858 |
Indeterminable |
|
Tin |
Pongpipat Company Limited |
MYANMAR |
CID003208 |
Indeterminable |
|
Tin |
Funsur Smelter |
PERU |
CID001182 |
Compliant |
|
Tin |
O.M. Manufacturing Philippines, Inc. |
PHILIPPINES |
CID002517 |
Compliant |
|
Tin |
Novosibirsk Processing Plant Ltd. |
RUSSIAN FEDERATION |
CID001305 |
Compliant |
|
Tin |
Luna Smelter, Ltd. |
RWANDA |
CID003387 |
Compliant |
|
Tin |
M/s ECO Tropical Resources |
SINGAPORE |
CID002382 |
Indeterminable |
|
Tin |
Torecom |
SOUTH KOREA, REPUBLIC OF |
CID001955 |
Compliant |
|
Tin |
CRM Synergies |
SPAIN |
CID003524 |
Compliant |
|
Tin |
Elmet S.L.U. |
SPAIN |
CID002774 |
Compliant |
|
Tin |
IMPAG AG |
SWITZERLAND |
CID000790 |
Indeterminable |
|
Tin |
Minchali Metal Industry Co., Ltd. |
TAIWAN, PROVINCE OF CHINA |
CID001172 |
Indeterminable |
|
Tin |
Pan Light Corporation |
TAIWAN, PROVINCE OF CHINA |
CID001356 |
Indeterminable |
|
Tin |
Rui Da Hung |
TAIWAN, PROVINCE OF CHINA |
CID001539 |
Compliant |
|
Tin |
Taiwan high-tech Co., Ltd. |
TAIWAN, PROVINCE OF CHINA |
CID001851 |
Indeterminable |
|
Tin |
Taiwan Huanliang |
TAIWAN, PROVINCE OF CHINA |
CID001852 |
Indeterminable |
|
Tin |
Taiwan's lofty Enterprises Ltd. |
TAIWAN, PROVINCE OF CHINA |
CID001859 |
Indeterminable |
|
Tin |
WELLEY |
TAIWAN, PROVINCE OF CHINA |
CID002027 |
Indeterminable |
|
Tin |
O.M. Manufacturing (Thailand) Co., Ltd. |
THAILAND |
CID001314 |
Compliant |
|
Tin |
Thailand Mine Factory |
THAILAND |
CID001897 |
Indeterminable |
|
Tin |
Untracore Co., Ltd. |
THAILAND |
CID001998 |
Indeterminable |
|
Tin |
Alpha |
UNITED STATES |
CID001192 |
Compliant |
|
Tin |
Alpha |
UNITED STATES |
CID000292 |
Compliant |
|
Tin |
Alpha |
UNITED STATES |
CID001769 |
Compliant |
|
Tin |
Alpha |
UNITED STATES |
CID001993 |
Compliant |
|
Tin |
Arco Alloys |
UNITED STATES |
CID002809 |
Indeterminable |
|
Tin |
Metallic Resources, Inc. |
UNITED STATES |
CID001142 |
Compliant |
|
Tin |
Metallic Resources, Inc. |
UNITED STATES |
CID002492 |
Compliant |
|
Tin |
Ney Metals and Alloys |
UNITED STATES |
CID001246 |
Indeterminable |
|
Tin |
Spectro Alloys Corp. |
UNITED STATES |
CID002411 |
Indeterminable |
|
Tin |
TAP |
UNITED STATES |
CID001882 |
Indeterminable |
|
Tin |
Tin Technology & Refining |
UNITED STATES |
CID000176 |
Compliant |
|
Tin |
Tin Technology & Refining |
UNITED STATES |
CID000233 |
Compliant |
|
Tin |
Tin Technology & Refining |
UNITED STATES |
CID003325 |
Compliant |
|
Tin |
Tin Technology & Refining |
UNITED STATES |
CID000707 |
Compliant |
|
Tin |
Tin Technology & Refining |
UNITED STATES |
CID000425 |
Compliant |
|
Tin |
Tin Technology & Refining |
UNITED STATES |
CID000711 |
Compliant |
|
Tin |
Tin Technology & Refining |
UNITED STATES |
CID000807 |
Compliant |
|
Tin |
Tin Technology & Refining |
UNITED STATES |
CID000694 |
Compliant |
13
|
Metal |
Smelter Name |
Smelter Country |
Smelter |
Compliant, |
|
|
|
|
|
|
|
Tin |
Tin Technology & Refining |
UNITED STATES |
CID000401 |
Compliant |
|
Tin |
Tin Technology & Refining |
UNITED STATES |
CID001175 |
Compliant |
|
Tin |
An Vinh Joint Stock Mineral Processing Company |
VIET NAM |
CID002703 |
Indeterminable |
|
Tin |
Thai Nguyen Mining and Metallurgy Co., Ltd. |
VIET NAM |
CID002834 |
Compliant |
|
Tin |
Tuyen Quang Non-Ferrous Metals Joint Stock Company |
VIET NAM |
CID002574 |
Indeterminable |
|
Tin |
An Thai Minerals Co., Ltd. |
VIETNAM |
CID002825 |
Indeterminable |
|
Tin |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
VIETNAM |
CID002572 |
Indeterminable |
|
Tin |
Mining and processing tin-tungsten ore Giang Son - VQB Co., Ltd. |
VIETNAM |
CID002015 |
Indeterminable |
|
Tin |
Nghe Tinh Non-Ferrous Metals Joint Stock Company |
VIETNAM |
CID002573 |
Indeterminable |
|
Tungsten |
Wolfram Bergbau und Hütten AG |
AUSTRIA |
CID002044 |
Compliant |
|
Tungsten |
ACL Metais Eireli |
BRAZIL |
CID002833 |
Compliant |
|
Tungsten |
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. |
BRAZIL |
CID003427 |
Indeterminable |
|
Tungsten |
Cronimet Brasil Ltda |
BRAZIL |
CID003468 |
Compliant |
|
Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. |
CHINA |
CID002513 |
Compliant |
|
Tungsten |
China Minmetals Non-ferrous Metals Holding Co., Ltd. |
CHINA |
CID000239 |
Indeterminable |
|
Tungsten |
China Molybdenum Tungsten Co., Ltd. |
CHINA |
CID002641 |
Compliant |
|
Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd. |
CHINA |
CID000258 |
Compliant |
|
Tungsten |
CNMC (Guangxi) PGMA Co., Ltd. |
CHINA |
CID000281 |
Indeterminable |
|
Tungsten |
Fujian Ganmin RareMetal Co., Ltd. |
CHINA |
CID003401 |
Compliant |
|
Tungsten |
Fujian Jinxin Tungsten Co., Ltd. |
CHINA |
CID000499 |
Indeterminable |
|
Tungsten |
Fujian Xinlu Tungsten |
China |
CID003609 |
Compliant |
|
Tungsten |
Ganzhou Haichuang Tungsten Co., Ltd. |
CHINA |
CID002645 |
Compliant |
|
Tungsten |
Ganzhou Huaxing Tungsten Products Co., Ltd. |
CHINA |
CID000875 |
Compliant |
|
Tungsten |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
CHINA |
CID002315 |
Compliant |
|
Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd. |
CHINA |
CID002494 |
Compliant |
|
Tungsten |
Ganzhou Yatai Tungsten Co., Ltd. |
CHINA |
CID002536 |
Indeterminable |
|
Tungsten |
GEM Co., Ltd. |
CHINA |
CID003417 |
Compliant |
|
Tungsten |
Guangdong Xianglu Tungsten Co., Ltd. |
CHINA |
CID000218 |
Compliant |
|
Tungsten |
Hunan Chenzhou Mining Co., Ltd. |
CHINA |
CID000766 |
Compliant |
|
Tungsten |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji |
CHINA |
CID002579 |
Indeterminable |
|
Tungsten |
Hunan Chunchang Nonferrous Metals Co., Ltd. |
CHINA |
CID000769 |
Compliant |
|
Tungsten |
Hunan Litian Tungsten Industry Co., Ltd. |
CHINA |
CID003182 |
Indeterminable |
|
Tungsten |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
CHINA |
CID002551 |
Compliant |
|
Tungsten |
Jiangxi Dayu Longxintai Tungsten Co., Ltd. |
CHINA |
CID002647 |
Indeterminable |
|
Tungsten |
Jiangxi Gan Bei Tungsten Co., Ltd. |
CHINA |
CID002321 |
Compliant |
14
|
Metal |
Smelter Name |
Smelter Country |
Smelter |
Compliant, |
|
|
|
|
|
|
|
Tungsten |
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. |
CHINA |
CID002313 |
Indeterminable |
|
Tungsten |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
CHINA |
CID002318 |
Compliant |
|
Tungsten |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
CHINA |
CID002317 |
Compliant |
|
Tungsten |
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. |
CHINA |
CID002535 |
Indeterminable |
|
Tungsten |
Jiangxi Yaosheng Tungsten Co., Ltd. |
CHINA |
CID002316 |
Compliant |
|
Tungsten |
Malipo Haiyu Tungsten Co., Ltd. |
CHINA |
CID002319 |
Compliant |
|
Tungsten |
South-East Nonferrous Metal Company Limited of Hengyang City |
CHINA |
CID002815 |
Indeterminable |
|
Tungsten |
Xiamen Tungsten (H.C.) Co., Ltd. |
CHINA |
CID002320 |
Compliant |
|
Tungsten |
Xiamen Tungsten Co., Ltd. |
CHINA |
CID002082 |
Compliant |
|
Tungsten |
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. |
CHINA |
CID002830 |
Compliant |
|
Tungsten |
Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
CHINA |
CID002095 |
Indeterminable |
|
Tungsten |
Zhuzhou Cemented Carbide Group Co., Ltd. |
CHINA |
CID002236 |
Indeterminable |
|
Tungsten |
H.C. Starck Tungsten GmbH |
GERMANY |
CID002541 |
Compliant |
|
Tungsten |
TANIOBIS Smelting GmbH & Co. KG |
GERMANY |
CID002542 |
Compliant |
|
Tungsten |
Mehra Ferro-Alloys Pvt. Ltd. |
INDIA |
CID002652 |
Indeterminable |
|
Tungsten |
A.L.M.T. Corp. |
JAPAN |
CID000004 |
Compliant |
|
Tungsten |
Japan New Metals Co., Ltd. |
JAPAN |
CID000825 |
Compliant |
|
Tungsten |
Philippine Chuangxin Industrial Co., Inc. |
PHILIPPINES |
CID002827 |
Compliant |
|
Tungsten |
WOLFRAM Company CJSC |
RUSSIAN FEDERATION |
CID002047 |
Indeterminable |
|
Tungsten |
Hydrometallurg, JSC |
RUSSIAN FEDERATION |
CID002649 |
Compliant |
|
Tungsten |
Unecha Refractory metals plant |
RUSSIAN FEDERATION |
CID002724 |
Compliant |
|
Tungsten |
Moliren Ltd. |
RUSSIAN FEDERATION |
CID002845 |
Compliant |
|
Tungsten |
JSC "Kirovgrad Hard Alloys Plant" |
RUSSIAN FEDERATION |
CID003408 |
Compliant |
|
Tungsten |
NPP Tyazhmetprom LLC |
RUSSIAN FEDERATION |
CID003416 |
Indeterminable |
|
Tungsten |
Artek LLC |
RUSSIAN FEDERATION |
CID003553 |
Indeterminable |
|
Tungsten |
OOO “Technolom” 2 |
RUSSIAN FEDERATION |
CID003612 |
Indeterminable |
|
Tungsten |
OOO “Technolom” 1 |
RUSSIAN FEDERATION |
CID003614 |
Indeterminable |
|
Tungsten |
KGETS Co., Ltd. |
SOUTH KOREA, REPUBLIC OF |
CID003388 |
Compliant |
|
Tungsten |
Woltech Korea Co., Ltd. |
SOUTH KOREA, REPUBLIC OF |
CID002843 |
Compliant |
|
Tungsten |
Lianyou Metals Co., Ltd. |
TAIWAN, PROVINCE OF CHINA |
CID003407 |
Compliant |
|
Tungsten |
Thaisarco |
THAILAND |
CID001898 |
Compliant |
|
Tungsten |
ATI Tungsten Materials |
UNITED STATES |
CID002224 |
Compliant |
|
Tungsten |
CP Metals Inc. |
UNITED STATES |
CID003448 |
Indeterminable |
|
Tungsten |
Global Tungsten & Powders Corp. |
UNITED STATES |
CID002500 |
Indeterminable |
|
Tungsten |
Global Tungsten & Powders Corp. |
UNITED STATES |
CID000211 |
Compliant |
|
Tungsten |
Kennametal Fallon |
UNITED STATES |
CID000966 |
Compliant |
|
Tungsten |
Kennametal Fallon |
UNITED STATES |
CID000456 |
Indeterminable |
|
Tungsten |
Kennametal Huntsville |
UNITED STATES |
CID001277 |
Compliant |
|
Tungsten |
Kennametal Huntsville |
UNITED STATES |
CID000105 |
Compliant |
|
Tungsten |
Niagara Refining LLC |
UNITED STATES |
CID002589 |
Compliant |
15
|
Metal |
Smelter Name |
Smelter Country |
Smelter |
Compliant, |
|
|
|
|
|
|
|
Tungsten |
Niagara Refining LLC |
UNITED STATES |
CID000568 |
Compliant |
|
Tungsten |
Asia Tungsten Products Vietnam Ltd. |
VIET NAM |
CID002502 |
Compliant |
|
Tungsten |
Masan Tungsten Chemical LLC (MTC) |
VIET NAM |
CID002543 |
Compliant |
|
Tungsten |
Vietnam Youngsun Tungsten Industry Co., Ltd. |
VIET NAM |
CID002011 |
Indeterminable |
|
Tungsten |
Tejing (Vietnam) Tungsten Co., Ltd. |
VIETNAM |
CID001889 |
Indeterminable |
Forward-Looking Statements
Statements relating to further risk mitigation are forward-looking in nature and are based on our current expectations or beliefs. These forward-looking statements are not a guarantee of performance and are subject to a number of uncertainties and other factors that may be outside of our control and which could cause actual events to differ materially from those expressed or implied by the statements made herein.
16